1800’s Rare Antique Vintage Primitive Farm Barn Wood Water Well Bucket

$ 135.00
End Date: Thursday Jun-29-2017 17:42:26 PDT
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China probe shines light on top dealmakers

Private groups that gobbled up overseas assets will now be examined more closely View full post on International homepage

King arts 1/1 Captain America battle damage shield (RARE) $$1-DAY SALE ONLY-$$

$ 399.99
End Date: Thursday Jul-20-2017 14:09:54 PDT
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Rare- belle sculpture signée Milo à la manière de Gia – bronze véritable Sale

$ 199.00
End Date: Friday Jun-30-2017 17:52:16 PDT
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Rare 6 Antique Vtg Old Glass Holy Water Bottles Embossed Lot Collection

$ 38.73 (3 Bids)
End Date: Thursday Jun-22-2017 18:45:20 PDT
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Executive choice: to build or buy the next leader?

In an era of looser networks and job-hopping, GE’s painstaking method of selecting its new CEO is becoming the exception View full post on International homepage

Depeche Mode 7″ I FEEL YOU Colombian TOCO WANTED Not For Sale WANTED Read View

$ 500.00
End Date: Saturday Jul-22-2017 11:59:46 PDT
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Rory Kurtz MONDO Drive Rare Limited Edition #/375 Movie Art Screen Print Poster

$ 429.98
End Date: Saturday Jul-22-2017 12:44:47 PDT
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NEW SUPER RARE Shepard Fairey – Rage and Rapture Red Signed / Numbered x/150

$ 79.99
End Date: Saturday Jul-22-2017 10:01:55 PDT
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Four Republican senators oppose latest healthcare bill

Party leaders’ attempt to overhaul Obama reform fails to satisfy critics in their own ranks View full post on International homepage

INCREDIBLE, HUGE ~36kg (79+ LB) THUMBPRINTED SEYMCHAN IRON METEORITE FOR SALE!

$ 35,995.00
End Date: Monday Jul-10-2017 19:43:59 PDT
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*NEW SEALED* TomTom Spark Cardio + Music Black – Retail Box

$ 129.95
End Date: Monday Jul-17-2017 7:55:41 PDT
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Soldiers “The Blue & Grey” William (Bill)Eagan Print Heavy Chrome Framed RARE

$ 56.00
End Date: Friday Jul-21-2017 9:56:00 PDT
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Four Republican senators oppose latest heathcare bill

Party leaders’ attempt to overhaul Obama reform fails to satisfy critics in their own ranks View full post on International homepage

NEW Casio Pro XJ-H1700 DLP Projector – ON SALE NOW – LIMITED STOCK.

$ 1,999.00
End Date: Sunday Jun-25-2017 11:35:46 PDT
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AMERICAN FORCE CLASSIC DUALLY 22.5″x8.25 (set 6) WHEELS – 8 LUGS – TRUCK RIMS

$ 2,630.66
End Date: Friday Jul-21-2017 11:18:56 PDT
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DJI Guidance – NEW, SEALED IN BOX

$ 800.00
End Date: Thursday Jun-29-2017 9:12:48 PDT
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Additional Charges Announced in Case Involving Pre-Released ADRs

The Securities and Exchange Commission today announced additional charges in an enforcement investigation involving the improper handling of American Depositary Receipts (ADRs) by a Wall Street firm’s securities lending desk.

The SEC’s order finds supervisory failures by Anthony Portelli, a former managing director and head of operations at broker-dealer ITG Inc.  Portelli supervised ITG’s securities lending operations and was responsible for the firm’s compliance with “pre-release agreements” for ADR transactions.  ADRs are U.S. securities that represent foreign shares of a foreign company.  Before obtaining a “pre-released ADR” to lend to a customer, brokers like ITG must own, or determine that a customer owns, the number of foreign shares that corresponds to the number of shares the ADR represents.  Under Portelli’s watch, personnel on ITG’s securities lending desk failed to take reasonable steps to determine whether the proper amounts of foreign shares were owned and held by ITG’s customers.  This failure opened up the possibility that the ADRs could be used improperly for short selling or dividend arbitrage.

Portelli has agreed to settle the charges and pay a $100,000 penalty.  He also is prohibited from acting in a supervisory capacity for at least 18 months.

Earlier this year, ITG agreed to pay more than $24 million to settle the SEC’s case against the firm.

“Supervisors at broker-dealers have a responsibility to act reasonably to prevent and detect violations of the securities laws.  Portelli routinely signed off on transactions involving ADRs that were not backed by actual shares and should never have been issued,” said Sanjay Wadhwa, Senior Associate Director of the SEC’s New York Regional Office.

Portelli agreed to the settlement without admitting or denying the SEC’s findings that under Section 15(b)(6) of the Securities Exchange Act of 1934, Portelli failed reasonably to supervise members of ITG’s securities lending desk with a view to preventing violations of Section 17(a)(3) of the Securities Act of 1933.

The SEC’s continuing investigation is being conducted by Andrew Dean, William Martin, Elzbieta Wraga, and Adam Grace of the New York office.  The case is being supervised by Mr. Wadhwa.

The SEC previously issued an investor bulletin about ADRs and what investors should understand about them.

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How America’s friends and enemies have adjusted to the age of Trump

As US allies wrestle with what to do next, China hopes to benefit from a world in flux View full post on International homepage

Disney Womens Mickey Mouse Red Plastic Strap Watch Mk1076 Sale

$ 9,999.90
End Date: Tuesday Jul-18-2017 4:37:01 PDT
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