NEW & SEALED Professor Layton and the Miracle Mask – Nintendo 3DS Puzzle Game

$ 27.00
End Date: Thursday May-25-2017 17:03:40 PDT
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Amazon seeks digital lead with mainstreaming music

Country music spearheads drive to attract older consumers to streaming service View full post on US homepage

Van Cleef & Arpels ALHAMBRA 18K 10 Flower Tiger’s Eye Necklace w/COA – SALE!!

$ 7,600.00
End Date: Monday May-22-2017 12:00:42 PDT
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Rare Large Dennis Thompson Snobhog Studio Dragon Hatchling Egg

$ 149.99
End Date: Thursday May-25-2017 18:25:12 PDT
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RARE 1830’s JOSEPH WILLMORE BIRMINGHAM STERLING SILVER VINAIGRETTE

$ 495.00
End Date: Thursday May-25-2017 9:11:47 PDT
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Upswing in world economy is not sustained growth

The question is whether politics will give the necessary support to long-term recovery View full post on US homepage

SALE IMMINENT THE BEATLES WHITE ALBUM NUMBERED 0289957 LP

$ 255.44 (0 Bids)
End Date: Friday May-5-2017 10:23:26 PDT
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RARE Sally Huss framed signed print, Beautiful bold colors

$ 60.00
End Date: Thursday May-25-2017 17:39:33 PDT
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Rare 1896 Dr. Chase’s illustrated Book of Recipes & Medical Cures Pharmacy

$ 9.99 (1 Bid)
End Date: Tuesday Apr-25-2017 18:06:24 PDT
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SEC Awards Nearly $4 Million to Whistleblower

The Securities and Exchange Commission today announced an award of nearly $4 million to a whistleblower who tipped the agency with detailed and specific information about serious misconduct and provided additional assistance during the ensuing investigation, including industry-specific knowledge and expertise.

“Not only did this whistleblower step forward and report suspicious conduct, but continued to help after we opened our investigation,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower.  “Whistleblowers with specialized experience or expertise can help us expend fewer resources in our investigations and bring enforcement actions more efficiently.”

Approximately $153 million has now been awarded to 43 whistleblowers who became eligible for an award after voluntarily providing the SEC with original and useful information that led to successful enforcement actions. 

SEC enforcement actions from whistleblower tips have resulted in more than $953 million in financial remedies against wrongdoers.

By law, the SEC protects the confidentiality of whistleblowers and does not disclose information that might directly or indirectly reveal a whistleblower’s identity.  Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million.  All payments are made out of an investor protection fund established by Congress that is financed entirely through monetary sanctions paid to the SEC by securities law violators.  No money has been taken or withheld from harmed investors to pay whistleblower awards.

For more information about the whistleblower program and how to report a tip, visit www.sec.gov/whistleblower.

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Federal court blocks Trump order on sanctuary cities

New legal setback for administration as judge rules defunding move unconstitutional View full post on US homepage

BLOWOUT!! SALE!! “MICHAEL JACKSON” FRAMED/MATTED COLLECTIBLE ACRYLIC PAINTING!!

$ 279.00
End Date: Tuesday May-2-2017 12:57:13 PDT
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New! USA Model – Sigma 50-100mm f/1.8 DC HSM Art Lens for Nikon F + FREE SHIP

$ 899.95
End Date: Thursday May-18-2017 7:42:00 PDT
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RARE Demetre Chiparus ‘Actress’, Cold Painted Bronze? Brass? and Ivorine Figure

$ 299.00 (0 Bids)
End Date: Tuesday Apr-25-2017 15:25:54 PDT
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Broker Charged With Defrauding Customers

The Securities and Exchange Commission today charged a former broker with knowingly or recklessly trading unsuitable investment products in the accounts of five customers and misappropriating more than $170,000 from one of those customers.

The SEC’s complaint alleges that Demitrios Hallas repeatedly traded unsuitable investments in his customers’ accounts, exposing customers who were unsophisticated with limited or no investing experience and modest incomes, net worth levels, and assets to a significant degree of volatility and risk.  In a little more than a year, Hallas allegedly traded 179 daily leveraged exchange traded funds (ETFs) and exchange traded notes (ETNs) – products that the SEC alleges are inherently risky, complex and volatile, and only appropriate for sophisticated investors – in the customers’ accounts, generating commissions and fees of approximately $128,000.  The net loss across all 179 positions was approximately $150,000.  The SEC’s complaint further alleges that Hallas misappropriated more than $170,000 in funds from one customer.  Instead of investing the funds on the customer’s behalf, Hallas allegedly deposited the funds into his own personal bank accounts and spent them on personal expenses, including significant bar and restaurant bills, credit card and student loan payments, and rent.

The SEC previously issued an Investor Alert warning about excessive trading and churning that can occur in brokerage accounts, and an Investor Bulletin educating investors about ETNs and the risks associated with them.

“As alleged in our complaint, Hallas enriched himself by systematically disregarding his customers’ investment profiles and repeatedly trading in risky, volatile products that were unsuitable for them,” said Andrew M. Calamari, Director of the SEC’s New York Regional Office and Co-Chair of the Enforcement Division’s Broker Dealer Task Force.  “As reflected in this case and our recent case against two former JD Nicholas brokers, the SEC is very focused on brokers who seek to exploit their customers by willfully recommending unsuitable trades or strategies to them.”

The SEC’s complaint charges Hallas with violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5.  The complaint seeks a permanent injunction as well as the return of ill-gotten gains plus interest and penalties.

The SEC’s investigation was conducted by Michael C. Ellis and Thomas P. Smith Jr. in the New York office.  The litigation will be led by David Stoelting and Mr. Ellis, and the case is being supervised by Sanjay Wadhwa.  The examination that led to the investigation was conducted by Ronald Krietzman, John Celio, Dee-Ann DiSalvo, and Bernard Bujak.

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Trump’s tax plan ruffles deficit hawks’ feathers

Promise to trim corporate rate to 15% would cost $2.2tn in lost revenue over 10 years View full post on US homepage

NEW Gameboy Light Astro Boy Tezuka Osamu Console Japan *BOMB SALE*

$ 435.00
End Date: Thursday May-25-2017 3:06:46 PDT
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Christopher Cox John Wick Art Print Movie Poster Mondo Keanu Reeves Very Rare!!!

$ 229.99
End Date: Wednesday May-24-2017 17:19:10 PDT
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VINTAGE BUZZA * BOY SCOUT CREED * MOTTO * RARE *

$ 45.00
End Date: Friday May-5-2017 11:32:35 PDT
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Uber venture prepares to test flying taxis by 2020

Ride-hailing group teams up with aircraft makers to get dream off ground View full post on US homepage


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